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Universal Market Integrity Rules
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131	Universal Market Integrity Rules Rules & Policies 10.4 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:26:59 Economy of Canada Universal Market Integrity Rules
132	Universal Market Integrity Rules Rules & Policies 6.6 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:04 Dark liquidity Business Economics Finance Money Financial markets Stock market Order
133	ANNOTATED UNIVERSAL MARKET INTEGRITY RULES Important Disclaimer The following annotated version of the Universal Market Integrity Rules (“UMIR”) has been prepared as an informal reference document by the Market Regu Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 11:48:19 Integrity Business Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
134	Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-12 11:36:03 Securities Universal Market Integrity Rules Canadian securities regulation Canada Regulatory compliance Regulatory risk differentiation Business Exempt market dealer Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
135	Universal Market Integrity Rules Rules & Policies 7.12 Add to Reading List Source URL: www.iiroc.ca - Date: 2013-09-04 11:54:05
136	Universal Market Integrity Rules Rules & Policies 3.2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:02 Business Marketplace Universal Market Integrity Rules Short Economics Money Financial regulation Short selling Finance
137	Universal Market Integrity Rules Rules & Policies 7.13 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-31 15:50:42 Investment Finance
138	Universal Market Integrity Rules Rules & Policies 6.5 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:04 Order Stock market Economy of Canada Universal Market Integrity Rules
139	Universal Market Integrity Rules Rules & Policies PART 10 – COMPLIANCE 10.1 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:15:52 Investment Stock market United States Securities and Exchange Commission United States securities law Universal Market Integrity Rules Alternative Trading Systems Securities Act Canadian securities regulation Dark liquidity Financial economics Financial markets Finance
140	Rules Notice Technical UMIR Please distribute internally to: Corporate Finance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-05-06 15:36:02 Investment Finance Uptick rule Order Universal Market Integrity Rules Short High-frequency trading Futures contract Market maker Financial markets Stock market Financial economics

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